Public-record archive · File 109538
A documentary record of Dalton Investments and connected public filings.
Regulatory filings and disclosure records from the SEC, U.S. Department of Labor, Japan's EDINET system, the IRS, and public fund materials—preserved, indexed, and presented as documents first.
Unanswered
150 written inquiries. Zero answers.
On June 21, 2026, a letter of inquiry posing 150 questions about the matters documented in this archive—each framed as a question, not an accusation—was transmitted with a three-volume binder of the underlying public records to counsel of record and to the trustees, officers, and advisers of the family enterprise. As of August 23, 2026, every one of the 150 inquiries remains unanswered.
The collections
One archive. Six public-record systems.
Each collection keeps its source context. Primary records, source indexes, bulk data, and compiled extracts are labeled separately.
Investment adviser filings
Form ADV reports, Part 2A brochures, an EDGAR exhibit, and SEC adviser snapshots.
22 files File 02Retirement-plan filings
Public Form 5500 filing images and a separately labeled Schedule C data extract.
12 files File 03Japan ownership filings
Large-shareholding and change reports preserved from Japan's EDINET system.
28 files File 04Nonprofit tax returns
Public Form 990 and 990-PF XML files drawn from the IRS e-file corpus.
8 files File 05Fund materials
Public prospectus material preserved as part of the documentary record.
1 file File 06Connected-entity filings
Saved SEC exhibits and filing indexes concerning Beach Front and Glass House disclosures.
24 files
Document status
The file tells you what it is.
The archive distinguishes regulator-hosted records from filing indexes, bulk source data, and locally compiled extracts. It does not present an extract as though it were the underlying filing.