Document statusCompiled analysis — a synthesis prepared from the records in this archive. It is not itself a primary record.
VerificationStatements should be checked against the underlying filings before quotation or reliance. Where the document carries tags (CONFIRMED / PARTIAL / UNCONFIRMED / ASSERTED), they are preserved exactly as written.
SourcesThe cited records are preserved in the Retirement-plan filings collection.
Source: DOL EFAST2 public Form 5500 / Schedule C datasets (F_SCH_C_PART1_ITEM2_<yr>_Latest), filing years 2009-2024.
Match key: provider EIN in {95-4736598, 94-4736598, 84-3868796}. False positives (Dalton Greiner Hartman Maher, Lori/Joan/Jill/Lynne Dalton, Dalton Wharf, Kings Bay YM-YWHA, FC Rising Sun, non-Dalton Dalton Management Partners) excluded by EIN.
Rows: 73 | Total direct comp to Dalton (all years/plans): $67,766,587
Notes: 2 of the 11 binder plans -- Walt Disney (Disney Salaried Retirement Plan, PY2019) and Willis Towers Watson (PY2018) -- file a Schedule C but list NO Dalton-named provider on Part 1 Item 2; Dalton's relationship to those plans is not a directly-contracted Schedule C service-provider line (e.g. underlying-fund / sub-advisor), so they produce no comp row here. Indirect/Eligible-indirect columns are the filer's Yes/No indicators (the Schedule C Part 1 Item 2 dataset does not itemize indirect dollar amounts; Total-indirect is the reported figure, $0 where not separately stated).
| Sponsor | EIN-PN | Plan Year | Dalton entity | Direct comp | Indirect? | Elig-indirect? | Tot indirect | ACK_ID |
|---|---|---|---|---|---|---|---|---|
| CITIGROUP INC. | 521568099-020 | 2011 | Dalton Investments LLC | $1,410,878 | No | - | $0 | 20121015234748P040002227748001 |
| CITIGROUP INC. | 521568099-020 | 2012 | Dalton Investments LLC | $1,901,494 | No | - | $0 | 20131011163948P030001931104001 |
| CITIGROUP INC. | 521568099-020 | 2013 | Dalton Investments LLC | $2,607,536 | No | - | $0 | 20141015061519P030018535583001 |
| CITIGROUP INC. | 521568099-020 | 2014 | Dalton Investments LLC | $2,079,433 | No | - | $0 | 20151008171531P040002202597001 |
| CITIGROUP INC. | 521568099-020 | 2015 | Dalton Investments LLC | $1,605,819 | No | - | $0 | 20161014130912P040025823175001 |
| CITIGROUP INC. | 521568099-020 | 2016 | Dalton Investments LLC | $888,249 | No | - | $0 | 20171006152304P030179127367001 |
| CITIGROUP INC. | 521568099-020 | 2017 | Dalton Investments LLC | $252,495 | No | - | $0 | 20180921144724P040006285977001 |
| FEDEX CORPORATION | 363288317-001 | 2010 | Dalton Investments LLC | $1,198,022 | No | - | $0 | 20110315145637P040026010433001 |
| FEDEX CORPORATION | 363288317-001 | 2011 | Dalton Investments LLC | $1,093,803 | No | - | $0 | 20120314164109P040050721073001 |
| FEDEX CORPORATION | 363288317-001 | 2012 | Dalton Investments LLC | $1,142,297 | No | - | $0 | 20130314162945P030001857204001 |
| FEDEX CORPORATION | 363288317-001 | 2013 | Dalton Investments LLC | $1,394,875 | No | - | $0 | 20140314101525P040089275413001 |
| FEDEX CORPORATION | 363288317-001 | 2014 | Dalton Investments LLC | $1,877,949 | No | - | $0 | 20150316130420P040135151719001 |
| FEDEX CORPORATION | 363288317-001 | 2015 | Dalton Investments LLC | $2,132,856 | No | - | $0 | 20160315164935P030002807351001 |
| FEDEX CORPORATION | 363288317-001 | 2016 | Dalton Investments LLC | $2,179,838 | No | - | $0 | 20170314141109P040026647583001 |
| FEDEX CORPORATION | 363288317-001 | 2017 | Dalton Investments LLC | $2,405,321 | No | - | $0 | 20180315171753P030137299959001 |
| FEDEX CORPORATION | 363288317-001 | 2018 | Dalton Investments LLC | $2,902,246 | No | - | $0 | 20190315151059P030109934967001 |
| FEDEX CORPORATION | 363288317-001 | 2019 | Dalton Investments LLC | $2,669,595 | No | - | $0 | 20200314110554NAL0001379393001 |
| FEDEX CORPORATION | 363288317-001 | 2020 | Dalton Investments LLC | $2,529,674 | No | - | $0 | 20210315185549NAL0011103457001 |
| FEDEX CORPORATION | 363288317-001 | 2021 | Dalton Investments LLC | $3,001,836 | No | - | $0 | 20220315084832NAL0000366561001 |
| FEDEX CORPORATION | 363288317-001 | 2022 | Dalton Investments LLC | $2,863,141 | No | - | $0 | 20230314124632NAL0018677777001 |
| FEDEX CORPORATION | 363288317-001 | 2023 | Dalton Investments LLC | $1,980,806 | No | - | $0 | 20240308154124NAL0019443347001 |
| FEDEX CORPORATION | 363288317-001 | 2024 | Dalton Investments LLC | $2,282,639 | No | - | $0 | 20250311221625NAL0036535234001 |
| FEDEX CORPORATION | 363288317-001 | 2025 | Dalton Investments LLC | $2,597,469 | No | - | $0 | 20260310105059NAL0003626561001 |
| FMC CORPORATION | 940479804-047 | 2009 | Dalton Investments LLC | $336,305 | Yes | Yes | $0 | 20101015083209P040003541767001 |
| FMC CORPORATION | 940479804-047 | 2010 | Dalton Investments LLC | $215,557 | No | - | $0 | 20111014134914P040152810977001 |
| FMC CORPORATION | 940479804-047 | 2011 | Dalton Investments LLC | $233,703 | No | - | $0 | 20121011162826P030029090320001 |
| FMC CORPORATION | 940479804-047 | 2012 | Dalton Investments LLC | $249,674 | No | - | $0 | 20131009163011P040028815395001 |
| FMC CORPORATION | 940479804-047 | 2013 | Dalton Investments LLC | $341,752 | No | - | $0 | 20141013104703P030016107231001 |
| FMC CORPORATION | 940479804-047 | 2014 | Dalton Investments LLC | $375,499 | No | - | $0 | 20151013081948P030041398935001 |
| FMC CORPORATION | 940479804-047 | 2015 | Dalton Investments LLC | $353,948 | No | - | $0 | 20161007163309P030014684545001 |
| FMC CORPORATION | 940479804-047 | 2016 | Dalton Investments LLC | $329,564 | No | - | $0 | 20171011083102P040217268193001 |
| FMC CORPORATION | 940479804-047 | 2017 | Dalton Investments LLC | $344,090 | No | - | $0 | 20181015134326P030177050269001 |
| FMC CORPORATION | 940479804-047 | 2018 | Dalton Investments LLC | $59,277 | No | - | $0 | 20191014072302P030052635085001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2012 | Dalton Investments LLC | $0 | No | - | $0 | 20131015091140P040014872213001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2013 | Dalton Investments LLC | $427,254 | No | - | $0 | 20141010151041P030014214591001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2014 | Dalton Investments LLC | $462,588 | No | - | $0 | 20151019153619P030038289981001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2015 | Dalton Investments LLC | $333,312 | No | - | $0 | 20161012164049P030023965073001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2016 | Dalton Investments LLC | $514,931 | No | - | $0 | 20180115092643P030001119045001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2017 | Dalton Investments LLC | $426,028 | No | - | $0 | 20181015174559P030177764573001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2018 | Dalton Investments LLC | $470,245 | No | - | $0 | 20191009130701P040069958657001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2019 | Dalton Investments LLC | $180,295 | No | - | $0 | 20201008103317NAL0015850736001 |
| FMC TECHNOLOGIES, INC. | 364412642-001 | 2020 | Dalton Investments LLC | $161,518 | No | - | $0 | 20211110150434NAL0004940656001 |
| NORTHROP GRUMMAN CORPORATION | 136692740-012 | 2020 | Dalton Investments LLC | $68,181 | Yes | Yes | $0 | 20211011165550NAL0016472401001 |
| NORTHROP GRUMMAN CORPORATION | 136692740-012 | 2021 | Dalton Investment Inc. | $1,549,679 | Yes | Yes | $0 | 20221007153157NAL0011151315002 |
| NORTHROP GRUMMAN CORPORATION | 136692740-012 | 2022 | Dalton Investment Inc. | $3,089,942 | Yes | Yes | $0 | 20231010164856NAL0018284147001 |
| NORTHROP GRUMMAN CORPORATION | 136692740-012 | 2023 | Dalton Investment Inc. | $2,586,995 | Yes | Yes | $0 | 20241008170655NAL0009920659001 |
| NORTHROP GRUMMAN CORPORATION | 136692740-012 | 2024 | Dalton Investment Inc. | $2,610,401 | Yes | Yes | $0 | 20251007152348NAL0011877666004 |
| PONDERAY NEWSPRINT COMPANY | 911279303-002 | 2012 | Dalton Investments LLC | $1,485 | No | - | $0 | 20131014123418P030044750929001 |
| PONDERAY NEWSPRINT COMPANY | 911279303-002 | 2013 | Dalton Investments LLC | $12,282 | No | - | $0 | 20141013144242P030018958541001 |
| PONDERAY NEWSPRINT COMPANY | 911279303-002 | 2014 | Dalton Investments LLC | $25,684 | No | - | $0 | 20151014143417P040036248285001 |
| PONDERAY NEWSPRINT COMPANY | 911279303-002 | 2015 | Dalton Investments LLC | $10,256 | No | - | $0 | 20161014110532P040027741697001 |
| PONDERAY NEWSPRINT COMPANY | 911279303-002 | 2016 | Dalton Investments LLC | $16,272 | No | - | $0 | 20171016130713P030221637265001 |
| PONDERAY NEWSPRINT COMPANY | 911279303-002 | 2017 | Dalton Investments LLC | $23,552 | No | - | $0 | 20181011140841P040161586749001 |
| PONDERAY NEWSPRINT COMPANY | 911279303-002 | 2018 | Dalton Investments LLC | $6,836 | No | - | $0 | 20191219083239P040209684993001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2012 | Dalton Investments LLC | $372,466 | No | - | $0 | 20131011105159P030031207763001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2013 | Dalton Investments LLC | $777,451 | No | - | $0 | 20141016082824P030019778735001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2014 | Dalton Investments LLC | $802,523 | No | - | $0 | 20151012065740P030030253325001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2015 | Dalton Investments LLC | $448,658 | No | - | $0 | 20161013075417P030022770215001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2016 | Dalton Investments LLC | $628,064 | No | - | $0 | 20171012082430P030210271809001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2017 | Dalton Investments LLC | $265,744 | No | - | $0 | 20181015152555P040258957159001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2018 | Dalton Investments LLC | $247,384 | No | - | $0 | 20191015081047P040085045191001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2019 | Dalton Investments LLC | $171,029 | No | - | $0 | 20201015115231NAL0010174592001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2020 | Dalton Investments LLC | $233,648 | No | - | $0 | 20211014193304NAL0016355843001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2021 | Dalton Investments LLC | $245,156 | No | - | $0 | 20221013150805NAL0029185296001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2022 | Dalton Investments LLC | $222,749 | No | - | $0 | 20231013161710NAL0068158962001 |
| RESOLUTE FP US, INC. | 266523081-021 | 2023 | Dalton Investment Inc. | $212,575 | Yes | Yes | $0 | 20241015155854NAL0029027393001 |
| RESOLUTE FP US, INC. | 620721803-004 | 2024 | Dalton Investment Inc. | $238,611 | Yes | Yes | $0 | 20251015141411NAL0005100737001 |
| UNITED AIRLINES, INC. | 043581074-001 | 2012 | Dalton Investments LLC | $209,647 | No | - | $0 | 20131014220205P040038242163001 |
| UNITED AIRLINES, INC. | 043581074-001 | 2013 | Dalton Investments LLC | $340,868 | No | - | $0 | 20141015083841P040020640317001 |
| UNITED AIRLINES, INC. | 043581074-001 | 2014 | Dalton Investments LLC | $432,869 | No | - | $0 | 20151014173655P030033687133001 |
| UNITED AIRLINES, INC. | 043581074-001 | 2015 | Dalton Investments LLC | $467,549 | No | - | $0 | 20161014191652P030029110673001 |
| UNITED AIRLINES, INC. | 043581074-001 | 2016 | Dalton Investments LLC | $460,602 | No | - | $0 | 20180129132739P040001443625001 |
| UNITED AIRLINES, INC. | 043581074-001 | 2017 | Dalton Investments LLC | $173,618 | No | - | $0 | 20181013194136P030265066801001 |