# Source and evidence schedule Date: July 10, 2026 This schedule identifies the source class behind the joint inquiry. It is not a representation that every question has already been proven. ## A. First-hand source **F-1. Abraham Rosenwald statement, July 10, 2026** - Abraham is JBR IV's husband and Jocelyn Rosenwald's brother-in-law. - Jocelyn is JBR III's daughter and JBR IV's sister. - In or around December 2022, Abraham personally attended a Glass House Farms tour with Dalton CEO Sarah Alfandari, who brought a family member visiting from France. The date is approximate; searches should cover at least November 1, 2022 through January 31, 2023. - Abraham understands that Alfandari, Steven Persky, Christopher Ha, Janet Hunpadongrat, and Anita Vora invested in Glass House. - Abraham understands that Ha, Hunpadongrat, and Vora performed functions affecting RCM and Glass House finances. - Abraham's direct experience is that Beach Front and Glass House operated as a closely integrated network. Use: personal observation and basis for requesting confirmation. If formal proof is required, use a signed declaration identifying dates, locations, participants, statements heard, and the basis for each understanding. ## B. Adviser records **A-1. Dalton Investments, Inc. current Form ADV, CRD 308609, filed March 30, 2026** Supports: - Sarah Alfandari: CEO, President, Director, control person. - Christopher Ha: Secretary, CCO, Counsel, control person. - Janet Hunpadongrat: Treasurer, COO, CFO, control person. - JBR III: Chairman and CIO. - Jocelyn Rosenwald: Director. - RCM: majority owner. - Beach Front Properties: related person. - Current AUM, client categories, private funds, related persons, books and records. Local source: /Users/icloudabe/GLAS_Rosenwald_Deep_Dive/sources/adv_308609.pdf **A-2. RCM current Form ADV, CRD 290118, filed June 29, 2026** Supports: - Rosenwald Family Trust ownership. - JBR III, Laura Rosenwald, Jill Rosenwald, Jocelyn Rosenwald, Anita Vora, and Christopher Ha roles. - RCM management of Kings Bay and Rosenwald Partners. - Kings Bay gross assets, owner count, related-person percentage, non-U.S. percentage, auditor, administrator, and custodians. - Beach Front Properties related-person status. Local source: /Users/icloudabe/GLAS_Rosenwald_Deep_Dive/sources/adv_290118.pdf **A-3. Legacy Dalton ADV, CRD 109538** Supports historical Steven Persky/Persky Financial ownership and control, predecessor governance, Beach Front relationships, and adviser history. Local source: /Users/icloudabe/GLAS_Rosenwald_Deep_Dive/sources/dalton_adv_109538.pdf **A-4. Legacy RCM ADV, CRD 104630** Supports historical Beach Front fund family, Rosenwald Partners, related-person structures, and the 2006 NFA disclosure. Local source: /Users/icloudabe/GLAS_Rosenwald_Deep_Dive/sources/rcm_adv_104630.pdf ## C. Glass House issuer filings **G-1. Historical Form 20-F, accession 0001104659-22-131139** Supports: - RCM advisory relationship with the Jocelyn May Rosenwald Trust. - Trust's historic Glass House holdings. - Kings Bay note history. - Beach Front loans, consulting, real estate, and related-party arrangements. **G-2. FY2021 financial statements, accession 0001104659-22-036647, Exhibit 99.1** Supports: - Kings Bay 6% / March 2023 note terms. - Note balances and conversion. - Security and UCC-3 termination. - Beach Front $2 million / 15% note and conversion. **G-3. FY2025 Form 40-F package, accession 0001848731-26-000015** Supports: - Related-party consulting, insurance, leases, preferred dividends, and Series E participation. - ICFR/ITGC disclosures. - Founder voting power and governance. **G-4. Q1 2026 6-K package, accession 0001848731-26-000025** Supports continuing related-party amounts and unresolved controls. **G-5. June 17, 2026 deconsolidation 6-K, accession 0001104659-26-074968** Supports: - NSJB 100 Class A voting units / 10% economics. - GLAS subsidiary 900 Exchangeable Units / 90% economics. - Purchase Note financing. - LLC and protection rights. - Missing Consulting Services Agreement and note details. - Pro forma accounting and arithmetic questions. ## D. Canadian reporting **C-1. Official SEDI-derived JBR III transaction records** Supports Kings Bay and JBR IV Trust Glass House positions, control-or-direction reporting, trades, and reported balances. Local sources: /Users/icloudabe/law_firm_associations/sedi_official/SEDI_JBR3_ITD_fulltext.txt /Users/icloudabe/law_firm_associations/SEDI_JROSENW003_transaction_detail_20260702_raw.txt ## E. Corporate and regulatory records **E-1. California SOS** Supports Beach Front Properties active status, formation date, registered agent, identified joint ventures, and manager/member records available in Statements of Information. **E-2. California UCC portal** Supports financing-statement leads. An active filing does not prove default, balance, or enforceability. **E-3. DCC compliance records** Supports the public citation-and-fine row for CCL21-0005116. Full findings and amount require the citation packet. **E-4. DCC and local license records** Needed to identify owners, financial-interest holders, approvals, and the GHR/NSJB ownership transition. ## F. Diligence bundles reviewed 1. /Users/icloudabe/Downloads/GLASSHOUSE_MASTER_DILIGENCE_BINDER_2026-07-10(1).pdf 2. /Users/icloudabe/GLASSHOUSE_DILIGENCE_FULL_BUNDLE_2026-07-10 3. /Users/icloudabe/GLAS_Rosenwald_Deep_Dive 4. /Users/icloudabe/GLAS_Diligence_Package ## G. Evidence-status rules - Public filing: may be stated as a filing fact. - First-hand observation: attribute to Abraham. - User understanding about another person's investment or role: request confirmation; do not call it established unless corroborated. - Inference: explain the factual basis and frame it as a question. - Negative public search: never treat as proof of absence. - Allegation in a complaint: label as allegation and identify procedural status. - Missing document: identify as a gap, not evidence of concealment.